REMIT

Update on Market Abuse Under REMIT At the beginning of the year we predicted that a greater focus on market abuse would be one of the key regulatory themes...

Beware of Relying on ‘Industry Standards’ Surveillance System Calibration – Beware of Relying on ‘Industry Standards’ The FCA has been openly critical of surveillance system calibration and configuration. They...

After 2018’s rush to introduce compliance with new regulations such as MiFID II and GDPR, what will 2019 bring for compliance and IT systems managers?...

With the regulatory focus firmly on deterring market abuse, new exemplars of manipulation are being defined for market participants to detect. Can your surveillance system...