We help you tame it
- MAR and REMIT outlaw two types of market
abuse: Insider Dealing and Market
- MAR covers Financial Instruments as defined
in MiFID I and II.
- REMIT covers ‘Wholesale Energy
Products’ (WEPs), meaning electricity,
natural gas, and LNG. Where a WEP is also a
MiFID Financial Instrument, MAR takes
precedence over REMIT in defining
- Spot energy (ex REMIT) and commodity
instruments are captured by MAR if their price
influences that of Financial Instruments, i.e.
by serving as a price-reference for derivatives,
or being part of a benchmark index.
- MiFID II adds additional surveillance
obligations on market participants.
- In conclusion, it is virtually impossible to find
an instrument falling outside of MAR, REMIT
and the MiFIDs!
Effective trader surveillance isn’t
just about meeting compliance requirements.
It can also deliver a real boost to your business:
- Get real time insights into
culture & behaviours
- Better understand true risks taken by
traders & consequently better assess true
risk /adjusted returns
- Get insights into client behaviours & account
- Don’t lose valuable data: keep track
of your decisions to get training data sets for
machine learning to optimise costs of control