Updates & Insights

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Beware of Relying on ‘Industry Standards’ Surveillance System Calibration – Beware of Relying on ‘Industry Standards’ The FCA has been openly critical of surveillance system calibration and configuration. They...

ESMA published six opinions on position limits regarding commodity derivatives under MiFID II/MIFIR. These confirm the position limits proposed by the governing NCas, so market...

After 2018’s rush to introduce compliance with new regulations such as MiFID II and GDPR, what will 2019 bring for compliance and IT systems managers?...

With the regulatory focus firmly on deterring market abuse, new exemplars of manipulation are being defined for market participants to detect. Can your surveillance system...